Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Powers is a financial advisor with over 17 years of experience in the industry. Karen has a strong background in financial services, having worked at several leading firms including UBS Financial Services Inc., Stifel, Nicolaus & Company, Incorporated, and Morgan Stanley. Karen currently holds a Series 63, Series 7, and SIE license. Karen is currently registered with LPL Financial LLC and provides financial advice to individual and corporate clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
04/12/2024 - Present
LPL Financial LLC (GREENWOOD VILLAGE CO)
CO
01/23/2024 - 02/22/2024
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CO
03/09/2020 - 03/07/2023
UBS FINANCIAL SERVICES INC. (Denver CO)
OH
02/14/2019 - 10/11/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CINCINNATI OH)
OH
10/21/2013 - 02/25/2019
UBS FINANCIAL SERVICES INC. (CINCINNATI OH)
OH
06/01/2009 - 09/27/2013
MORGAN STANLEY (CINCINNATI OH)
OH
02/07/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CINCINNATI OH)
BC
Issued 02/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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