Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Ploof is a financial advisor with RBC Capital Markets, LLC, located in Green Bay, WI. Karen has over 20 years of experience in the financial services industry. Karen holds the Series 6, Series 63, and SIE licenses. Karen is also registered with the state of Wisconsin. Prior to joining RBC Capital Markets, Karen worked for J.P. MORGAN SECURITIES LLC and CHASE INVESTMENT SERVICES CORP. Karen has a strong understanding of the financial markets and is committed to providing her clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
02/02/2022 - Present
RBC Capital Markets, LLC (Green Bay WI)
WI
10/01/2012 - 02/16/2022
J.P. MORGAN SECURITIES LLC (Green Bay WI)
WI
07/25/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (GREEN BAY WI)
WI
03/03/2003 - 07/23/2007
LINSCO/PRIVATE LEDGER CORP. (GREEN BAY WI)
BC
Issued 03/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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