Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Pawlyk is a financial advisor with UBS Financial Services Inc., with over a decade of experience in the industry. Karen holds the Series 7, 99, and SIE licenses, as well as the Series 66, and is registered with the states of New Jersey and New York. Karen has previously worked with Credit Suisse Securities (USA) LLC and Morgan Stanley. Karen specializes in providing financial planning, portfolio management, and educational seminars to individuals, businesses, and high-net-worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
10/26/2023 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
12/20/2021 - 10/25/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
06/19/2018 - 11/16/2021
MORGAN STANLEY (New York NY)
NY
05/02/2012 - 04/09/2018
CREDIT SUISSE SECURITIES (USA) LLC (New York NY)
BOTH
Issued 09/23/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2013
Series 7 - General Securities Representative Examination
BC
Issued 05/01/2012
Series 99 - Operations Professional Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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