Unclaimed
Karen Patricia Scinto is a registered representative with Northwestern Mutual Investment Services, LLC, and has been in the industry since April 23, 1997. Karen holds licenses for Series 63, 66 and 7 and has been registered in Connecticut since July 13, 2006. Karen's previous experience includes roles with Merrill Lynch, Pierce, Fenner & Smith Incorporated, First Investors Corporation and South Richmond Securities, Inc. Karen's office is located at 1 Eliot Place, Ste 200 in Fairfield, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CT
07/25/2006 - Present
Northwestern Mutual Investment Services, LLC (FAIRFIELD CT)
NY
09/22/1997 - 05/10/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
02/21/1995 - 07/16/1997
FIRST INVESTORS CORPORATION (EDISON NJ)
NA
08/01/1994 - 10/05/1994
SOUTH RICHMOND SECURITIES, INC.
BOTH
Issued 04/14/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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