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Karen Patricia Scinto

Northwestern Mutual Investment Services, LLC

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About Karen Patricia Scinto

Karen Patricia Scinto is a registered representative with Northwestern Mutual Investment Services, LLC, and has been in the industry since April 23, 1997. Karen holds licenses for Series 63, 66 and 7 and has been registered in Connecticut since July 13, 2006. Karen's previous experience includes roles with Merrill Lynch, Pierce, Fenner & Smith Incorporated, First Investors Corporation and South Richmond Securities, Inc. Karen's office is located at 1 Eliot Place, Ste 200 in Fairfield, CT.

Firm Information

Karen Scinto is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Karen Scinto’s Registration & Firm History

CT

07/25/2006 - Present

Northwestern Mutual Investment Services, LLC (FAIRFIELD CT)

NY

09/22/1997 - 05/10/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NJ

02/21/1995 - 07/16/1997

FIRST INVESTORS CORPORATION (EDISON NJ)

NA

08/01/1994 - 10/05/1994

SOUTH RICHMOND SECURITIES, INC.

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Licenses & Designations

BOTH

Issued 04/14/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/04/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Patricia Scinto.
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