linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Karen Patricia Hofmann

Prudential Annuities Distributors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Karen? Claim Your Profile

About Karen Patricia Hofmann

Karen Hofmann has been in the financial services industry since June 8, 1991. Karen is currently registered with Prudential Annuities Distributors, Inc., and is licensed in California. Prior to this, Karen worked for several other firms including Pruco Securities, LLC., Hartford Equity Sales Company Inc., Hartford Life Distributors, LLC, LPL Financial Corporation, Planco Financial Services, LLC, Woodbury Financial Services, Inc., and Mutual of Omaha Investor Services, Inc. Karen holds the Series 6, 63, and 26 licenses.

Firm Information

Karen Hofmann is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Karen Hofmann’s Registration & Firm History

CT

03/18/2019 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

NJ

01/03/2013 - 04/10/2020

PRUCO SECURITIES, LLC. (NEWARK NJ)

CT

07/12/2012 - 01/02/2013

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

CT

12/15/2010 - 07/09/2012

HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)

CA

05/18/2010 - 12/06/2010

LPL FINANCIAL CORPORATION (CARLSBAD CA)

CT

10/03/2006 - 09/18/2009

PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)

MN

11/24/1998 - 10/03/2006

WOODBURY FINANCIAL SERVICES, INC. (WOODBURY MN)

NE

10/01/1990 - 12/31/1998

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)

Not sure if Karen Patricia Hofmann is right for you?

Licenses & Designations

BC

Issued 09/22/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/06/2018

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Patricia Hofmann.
Not sure if Karen Patricia Hofmann is right for you?