Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Stoia is a financial advisor registered with Northwestern Mutual Investment Services, LLC, a firm that specializes in investment research and referrals to other advisors. Karen has been in the industry since 2004, and holds the Series 6, 7, and 63 licenses. Karen is currently registered in Florida, New Jersey, and New York. Karen has been with Northwestern Mutual Investment Services, LLC since 2004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NJ
09/17/2004 - Present
Northwestern Mutual Investment Services, LLC (Florham Park NJ)
BC
Issued 08/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2008
Series 7 - General Securities Representative Examination
BC
Issued 09/16/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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