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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Olivia Denise is a registered representative with Captrust, a financial services firm based in Raleigh, North Carolina. Karen Olivia Denise has been in the financial services industry since 2002. Karen Olivia Denise holds the Series 66, Series 7 and SIE licenses, as well as the Series 99TO license. Karen Olivia Denise has worked at Wachovia Securities, LLC and Wachovia Securities, Inc. in the past. Karen Olivia Denise's current registrations are with the state of North Carolina, as well as FINRA. Karen Olivia Denise specializes in providing investment advice to individuals, corporations and other businesses, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Karen Olivia Denise is a dedicated financial advisor who provides personalized service to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NC
04/15/2015 - Present
Captrust (RALEIGH NC)
MO
06/15/2002 - 02/03/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
09/18/2001 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BOTH
Issued 12/22/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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