Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Sinovic is a financial advisor with Wells Fargo Clearing Services, LLC. Karen Sinovic has been in the industry since May 12, 1972. Karen Sinovic is registered to provide investment advice in 15 states. Karen Sinovic's previous experience includes employment with Bateman Eichler, Hill Richards, Incorporated; Drexel Burnham Lambert Incorporated; Dean Witter Reynolds Inc. and Dean Witter & Co. Incorporated. Karen Sinovic holds the Series 63, Series 7TO, SIE, Series 5 and PC licenses. Karen Sinovic specializes in Retirement Planning, College Savings Plans, Estate Planning and Insurance. Karen Sinovic is also a co-trustee of her son's trust. Karen Sinovic's firm has approximately $10 billion - $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
08/02/2005 - Present
Wells Fargo Clearing Services, LLC (SCOTTSDALE AZ)
NA
06/12/1989 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
05/13/1972 - 06/13/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
02/28/1978 - 05/15/1978
DEAN WITTER REYNOLDS INC.
NA
05/22/1972 - 02/28/1978
DEAN WITTER & CO. INCORPORATED
BC
Issued 09/16/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/21/1978
PC - AMEX Put and Call Exam
BC
Issued 05/13/1972
Series 000 - General Securities Principal Examination
BC
Issued 05/13/1972
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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