Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Okamura Rowe is an investment advisor representative with Stifel, Nicolaus & Company, Inc., located in BELLEVUE, WA. Karen has been in the industry since 2001. Karen holds Series 63, 65 and 7 licenses as well as the SIE exam certification. Karen provides financial planning services to individuals, businesses, pension plans, and pooled investment vehicles. Karen also works with charitable organizations and insurance companies. Karen has previously worked for MCADAMS WRIGHT RAGEN, INC. and WELLS FARGO INVESTMENTS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
08/04/2014 - Present
Stifel, Nicolaus & Company, Inc. (BELLEVUE WA)
WA
11/05/2010 - 08/05/2014
MCADAMS WRIGHT RAGEN, INC. (BELLEVUE WA)
WA
05/21/2001 - 11/15/2010
WELLS FARGO INVESTMENTS, LLC (BELLEVUE WA)
IA
Issued 03/09/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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