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Karen Nunn Horton

LPL Enterprise, LLC

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About Karen Nunn Horton

Karen Nunn Horton is a financial advisor who has been in the industry since 1999. Karen is currently registered with LPL Enterprise, LLC, and is a registered representative in South Carolina. Karen has a wide range of experience, having previously worked with Capitol Securities Management, Inc., Cape Securities Inc., Woodstock Financial Group, Inc., MHA Financial Corp, Banc of America Investment Services, Inc., Wachovia Securities, Inc., and Wachovia Brokerage Service. Karen holds a Series 7, Series 63, and Series 65 licenses.

Firm Information

Karen Horton is currently registered with LPL Enterprise, LLC. LPL Enterprise, LLC is a Limited Liability Company registered in South Carolina and formed on May 25, 2023. They offer financial planning, educational seminars, portfolio management for individuals and businesses, and other consulting and non-discretionary advisory services. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. They have a total of 55 registered representatives and 12 investment advisor representatives. The firm participates in wrap fee programs.
LPL Enterprise, LLC

1055 LPL WAY

FORT MILL, SC 29715

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Karen Horton’s Registration & Firm History

SC

11/14/2024 - Present

LPL Enterprise, LLC (COLUMBIA SC)

SC

01/20/2012 - 01/02/2019

CAPITOL SECURITIES MANAGEMENT, INC. (COLUMBIA SC)

GA

06/30/2009 - 01/23/2012

CAPE SECURITIES INC. (MCDONOUGH GA)

SC

12/05/2007 - 07/13/2009

WOODSTOCK FINANCIAL GROUP, INC. (COLUMBIA SC)

MA

06/01/2005 - 03/10/2006

MHA FINANCIAL CORP (WESTWOOD MA)

MA

10/22/2002 - 05/03/2005

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

MO

06/15/2002 - 10/23/2002

WACHOVIA SECURITIES, INC. (ST. LOUIS MO)

NC

02/14/2000 - 06/15/2002

WACHOVIA SECURITIES, INC. (CHARLOTTE NC)

NC

04/21/1997 - 02/14/2000

WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)

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Licenses & Designations

IA

Issued 04/16/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/27/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/18/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Nunn Horton.
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