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Karen Noelle Ritchie

Empower Advisory Group, LLC

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About Karen Noelle Ritchie

Karen Noelle Ritchie is an investment advisor representative at Empower Advisory Group, LLC. Karen has been in the industry since 2021. Karen holds a Series 63, Series 65, Series 6TO, and SIE licenses. Karen previously worked at Empower Financial Services, Inc. and Truist Investment Services, Inc. Karen specializes in retirement planning, portfolio management, and financial planning.

Firm Information

Karen Ritchie is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Karen Ritchie’s Registration & Firm History

GA

11/22/2023 - Present

Empower Advisory Group, LLC (Auburn GA)

CO

02/26/2021 - 12/06/2022

EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)

FL

01/22/2021 - 02/22/2021

TRUIST INVESTMENT SERVICES, INC. (PONTE VEDRA BEACH FL)

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Licenses & Designations

BC

Issued 11/17/2023

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/27/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/22/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/04/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Noelle Ritchie.
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