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Karen Nazzareno

Rice Financial Products Co.

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About Karen Nazzareno

Karen Nazzareno is a financial professional with over a decade of experience in the industry. Karen currently works as a Registered Representative for Rice Financial Products Co., a firm she joined in June of 2019. Prior to that, she was associated with Blaylock Van, LLC in New York. Karen holds Series 27, Series 99TO, and SIE licenses.

Firm Information

Karen Nazzareno is currently registered with Rice Financial Products Co.. Rice Financial Products Co. is a Limited Liability Company formed in June 2009. The company is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Nazzareno’s Registration & Firm History

NY

06/10/2019 - Present

Rice Financial Products Co. (NEW YORK NY)

NY

10/18/2010 - 06/11/2019

BLAYLOCK VAN, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/15/2010

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Karen Nazzareno.
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