Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Natasha Defreitas is a securities professional with over 15 years of experience in the financial services industry. Karen is currently registered with Moelis & Co. LLC and holds Series 6, 7TO, 24, 26, 63, and 99TO licenses. Karen has a strong background in investment company products and variable contracts. Karen has previously worked at AXA Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/24/2020 - Present
Moelis & Co. LLC (NEW YORK NY)
NC
01/17/2008 - 01/24/2011
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
BC
Issued 06/13/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2021
Series 24 - General Securities Principal Examination
BC
Issued 03/17/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 02/24/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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