Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren N. Esquivel is a registered investment advisor representative with Financial Advocates Investment Management, a firm based in Olympia, WA. Karen has been in the industry since September 2022. Karen provides financial planning services, manages portfolios for individuals and businesses, and offers pension consulting. Karen has her Series 7TO and Series 66 licenses and holds her Series SIE. Karen's background is in banking and has served as a registered representative and a licensed agent for LPL Finance LLC and US Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
01/02/2023 - Present
Financial Advocates Investment Management (Yakima WA)
BOTH
Issued 12/10/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/25/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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