Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Murphy is a financial advisor with J.P. Morgan Securities LLC. Karen has been in the financial services industry since 1986. Karen is a Certified Financial Planner and holds a Series 63, 65, 7, 9, 10, 24, 52TO, 53 and SIE license. Karen is registered to provide financial advice in 53 states. Karen has a strong background in wealth management, retirement planning and investment management and specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses. Karen's previous experience includes working at CHASE INVESTMENT SERVICES CORP., LPL FINANCIAL CORPORATION, UNIONBANC INVESTMENT SERVICES, LLC, WM FINANCIAL SERVICES, INC., CITICORP INVESTMENT SERVICES, WELLS FARGO INVESTMENTS, LLC, WELLS FARGO SECURITIES INC. and FIRST INTERSTATE INVESTMENTS,INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
08/14/2014 - Present
J.p. Morgan Securities LLC (Walnut Creek CA)
CA
09/07/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PLEASANTON CA)
CA
05/24/2010 - 09/07/2010
LPL FINANCIAL CORPORATION (WALNUT CREEK CA)
CA
11/08/2006 - 01/06/2009
UNIONBANC INVESTMENT SERVICES, LLC (SAN FRANCISCO CA)
CA
10/12/2005 - 03/28/2006
WM FINANCIAL SERVICES, INC. (DUBLIN CA)
NY
09/05/2003 - 08/24/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
05/02/2001 - 09/09/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/09/1997 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
09/20/1993 - 04/11/1997
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
06/21/1996 - 09/20/1996
FIRST INTERSTATE INVESTMENTS,INC.
OR
02/14/1992 - 09/20/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NA
07/13/1987 - 02/04/1992
GRIFFIN FINANCIAL SERVICES
NA
09/26/1986 - 05/07/1987
EQUICO SECURITIES, INC.
NA
09/26/1986 - 04/22/1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
NA
03/22/1984 - 08/20/1986
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 8/22/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 3/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 7/31/2014
Series 4 - Registered Options Principal Examination
BC
Issued 7/24/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 3/2/1994
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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