Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Murphy is a financial advisor with J.P. Morgan Securities LLC in Walnut Creek, California. Karen has been in the industry since 1986. Karen is a Certified Financial Planner. Karen holds several industry licenses, including Series 4, Series 7, Series 9, Series 10, Series 24, Series 52TO, Series 53, and Series 63. Karen has previously been registered with Chase Investment Services Corp., LPL Financial Corporation, UnionBanc Investment Services, LLC, WM Financial Services, Inc., CitiCorp Investment Services, Wells Fargo Investments, LLC, Wells Fargo Securities Inc., First Interstate Investments,Inc., Marketing One Securities, Inc., Griffin Financial Services, EquiCo Securities, Inc., and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
08/14/2014 - Present
J.p. Morgan Securities LLC (Walnut Creek CA)
CA
09/07/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PLEASANTON CA)
CA
05/24/2010 - 09/07/2010
LPL FINANCIAL CORPORATION (WALNUT CREEK CA)
CA
11/08/2006 - 01/06/2009
UNIONBANC INVESTMENT SERVICES, LLC (SAN FRANCISCO CA)
CA
10/12/2005 - 03/28/2006
WM FINANCIAL SERVICES, INC. (DUBLIN CA)
NY
09/05/2003 - 08/24/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
05/02/2001 - 09/09/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/09/1997 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
09/20/1993 - 04/11/1997
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
06/21/1996 - 09/20/1996
FIRST INTERSTATE INVESTMENTS,INC.
OR
02/14/1992 - 09/20/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NA
07/13/1987 - 02/04/1992
GRIFFIN FINANCIAL SERVICES
NA
09/26/1986 - 05/07/1987
EQUICO SECURITIES, INC.
NA
09/26/1986 - 04/22/1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
NA
03/22/1984 - 08/20/1986
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 08/22/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/31/2014
Series 4 - Registered Options Principal Examination
BC
Issued 07/24/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/02/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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