Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Miles is an Investment Advisor Representative with Huron Transaction Advisory LLC in New York, NY. Karen has been in the industry since July 1998. Karen has passed the Series 7, Series 63, SIE and Series 79TO exams. Karen is currently registered with FINRA and is licensed in California. Karen was previously employed with Houlihan Lokey Capital, Inc. in Los Angeles, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/15/2022 - Present
Huron Transaction Advisory LLC (NEW YORK NY)
CA
07/07/1998 - 06/30/2022
HOULIHAN LOKEY CAPITAL, INC. (LOS ANGELES CA)
BC
Issued 08/31/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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