Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Sanford is a registered representative with Kestra Investment Services, LLC, a firm based in Charlotte, North Carolina. Karen has been in the financial industry since 2005 and is licensed in North Carolina. Karen previously worked with NRP FINANCIAL, INC., and Ogilvie Security Advisors Corporation. Karen's qualifications include passing the Series 6 and Series 63 exams as well as the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
11/30/2010 - Present
Kestra Investment Services, LLC (CHARLOTTE NC)
NC
05/20/2008 - 11/29/2010
NRP FINANCIAL, INC. (CHARLOTTE NC)
NC
09/02/2005 - 05/21/2008
OGILVIE SECURITY ADVISORS CORPORATION (CHARLOTTE NC)
BC
Issued 05/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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