Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Miller is a financial professional with over 15 years of experience in the securities industry. Karen is currently registered with Sanctuary Securities, Inc. and has been with the firm since October 2018. Prior to joining Sanctuary Securities, Inc., Karen was registered with WORLD EQUITY GROUP, INC., INTERNATIONAL ASSETS ADVISORY, LLC, WOODSTOCK FINANCIAL GROUP, INC., CRESCENT SECURITIES GROUP, INC., and APS FINANCIAL CORPORATION. Karen holds a Series 7 and a Series 66 license. Karen's career has primarily focused on working with individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IN
10/30/2018 - Present
Sanctuary Securities, Inc. (INDIANAPOLIS IN)
TX
02/27/2014 - 10/31/2018
WORLD EQUITY GROUP, INC. (Bee Caves TX)
TX
04/25/2012 - 04/17/2014
INTERNATIONAL ASSETS ADVISORY, LLC (AUSTIN TX)
TX
08/30/2010 - 04/27/2012
WOODSTOCK FINANCIAL GROUP, INC. (AUSTIN TX)
TX
08/06/2010 - 08/27/2010
CRESCENT SECURITIES GROUP, INC. (PLANO TX)
TX
07/20/2004 - 08/26/2010
APS FINANCIAL CORPORATION (AUSTIN TX)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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