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Karen Michelle Erb

DAI Securities, LLC

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About Karen Michelle Erb

Karen Michelle Erb is a financial professional with Dai Securities, LLC. Karen has a Series 63, Series 6TO, and SIE license.

Firm Information

Karen Erb is currently registered with DAI Securities, LLC. DAI Securities, LLC is a Limited Liability Company formed on May 31, 2019, and is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Erb’s Registration & Firm History

LA

07/02/2022 - Present

DAI Securities, LLC (SHREVEPORT LA)

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Licenses & Designations

BC

Issued 06/14/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/22/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Michelle Erb.
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