Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen mia? Claim Your ProfileKaren mia Biaco Castillo is a financial professional with experience in the securities industry. Karen mia has worked as a representative for E*TRADE SECURITIES LLC and is currently registered with Alliance-ONE Investments, LLC. Karen mia is licensed in the state of Oklahoma. Karen mia is a graduate of the securities industry and holds the Series 7, Series 63, Series 24 and Series 82TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
05/22/2023 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
NA
06/13/2014 - 10/08/2021
E*TRADE SECURITIES LLC (Makati City )
BC
Issued 06/20/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2019
Series 24 - General Securities Principal Examination
BC
Issued 05/22/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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