Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Melo ticas is an investment advisor representative with Cambridge Investment Research Advisors, Inc. Karen has been in the industry since May 2007. Karen has a Series 6, 7, 63 and 65 license. Karen is a Certified Financial Planner™. Karen currently holds registrations in Arizona, California, Connecticut, Florida, Massachusetts, North Carolina, Rhode Island, Texas and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MA
06/08/2023 - Present
Cambridge Investment Research Advisors, Inc. (Mansfield MA)
RI
03/25/2017 - 11/02/2021
MML INVESTORS SERVICES, LLC (EAST PROVIDENCE RI)
RI
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (EAST PROVIDENCE RI)
RI
09/09/2009 - 01/02/2015
NEW ENGLAND SECURITIES (EAST PROVIDENCE RI)
RI
05/17/2007 - 10/02/2009
SIGNATOR INVESTORS, INC. (WARWICK RI)
IA
Issued 08/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2008
Series 7 - General Securities Representative Examination
BC
Issued 05/16/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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