Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Megale Harvey has been in the financial services industry since 1994. Karen is currently registered with Ameriprise Financial Services, LLC and has previously been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., and Salomon Smith Barney Inc. Karen holds Series 7, 31, 63, and 66 licenses and the SIE certification. Karen specializes in asset allocation services, financial planning, pension consulting, educational seminars, and publication of periodicals. Karen is also licensed to provide portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
07/23/2009 - Present
Ameriprise Financial Services, LLC (Gainesville FL)
FL
06/14/2006 - 07/23/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GAINESVILLE FL)
NJ
09/22/2000 - 07/10/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
05/26/1994 - 10/03/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 09/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 05/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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