Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Mccloskey Lane is a financial advisor with over 27 years of experience in the financial services industry. Karen is currently registered with Raymond James & Associates, Inc. Karen has previously held positions with Truist Investment Services, Inc., BB&T Securities, LLC, BB&T Investment Services, Inc., Wells Fargo Advisors, LLC, Citigroup Global Markets Inc., Wachovia Securities, LLC, First Union Securities, Inc. and First Union Brokerage Services, Inc.. Karen holds Series 6, 7, 63 and 65 licenses. Karen specializes in working with individuals, high-net-worth individuals, corporations, businesses, trusts, estates, pensions and profit-sharing plans, insurance companies, banking or thrift institutions, charitable organizations, and state or municipal government entities. Karen's focus is on providing financial advice and guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/09/2024 - Present
Raymond James & Associates, Inc. (LAKEWOOD RANCH FL)
FL
02/17/2021 - 12/17/2021
TRUIST INVESTMENT SERVICES, INC. (SARASOTA FL)
VA
01/02/2018 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
FL
05/13/2013 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (SARASOTA FL)
FL
02/07/2008 - 04/17/2013
WELLS FARGO ADVISORS, LLC (SARASOTA FL)
FL
01/06/2005 - 02/04/2008
CITIGROUP GLOBAL MARKETS INC. (VENICE FL)
MO
02/14/2002 - 03/11/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
10/01/2000 - 04/03/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
03/09/1994 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 01/10/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/08/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Karen Lane is the right advisor for you? Invested Better is here to help.
