Unclaimed
Karen Marissa Neiger is a registered representative with Natixis Securities Americas LLC. Karen has been in the industry since July 20, 2020 and holds the Series 7, Series 63 and Series 79 licenses as well as the SIE exam. Karen is registered in 51 states and the District of Columbia. Karen previously worked at FORESIDE FUND SERVICES, LLC in Newark, New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/09/2021 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NJ
06/17/2020 - 11/04/2021
FORESIDE FUND SERVICES, LLC (Newark NJ)
BC
Issued 05/28/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/19/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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