Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Marie Washbon is an Investment Advisor Representative with Citigroup Global Markets Inc. Karen is licensed to provide financial advice in New York. Karen has been in the financial services industry since 2003 and has experience with Citigroup Global Markets Inc., WELLS FARGO CLEARING SERVICES, LLC, MORGAN STANLEY SMITH BARNEY, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and ADVEST, INC. Karen provides investment advisory services including Portfolio Management for Individuals, Portfolio Management for Businesses, Asset Allocation Advice, Pension Consulting, Selection of Other Advisers and the publication of Periodicals. Karen is a registered representative of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
02/10/2022 - Present
Citigroup Global Markets Inc. (Getzville NY NY)
NY
05/19/2010 - 06/04/2020
WELLS FARGO CLEARING SERVICES, LLC (WILLIAMSVILLE NY)
NY
06/01/2009 - 06/04/2010
MORGAN STANLEY SMITH BARNEY (BUFFALO NY)
NY
10/03/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BUFFALO NY)
NY
03/08/2006 - 10/02/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOCKPORT NY)
CT
02/11/2004 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
NY
07/15/2003 - 02/05/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 02/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/30/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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