Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Marie Sale is a financial professional with over 25 years of experience in the industry. She is currently a registered representative with Charles Schwab & Co., Inc. located in Lone Tree, Colorado. Karen has a broad range of experience, having previously worked for firms such as TCADVISORS NETWORK INC., A I M DISTRIBUTORS, INC., and FOUNDERS ASSET MANAGEMENT, INC. Her expertise includes investment company products and variable contracts, general securities, and options. Karen holds Series 6, 7, 9, 10, 26, and 63 licenses, as well as the SIE exam. She is also a licensed financial professional in Colorado and California. Karen offers financial planning services and participates in the firm's wrap fee program and referral program.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
10/23/2014 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
06/04/2008 - 10/10/2014
TCADVISORS NETWORK INC. (CENTENNIAL CO)
TX
11/18/2003 - 04/18/2006
A I M DISTRIBUTORS, INC. (HOUSTON TX)
CO
04/01/1998 - 05/30/2003
FOUNDERS ASSET MANAGEMENT LLC (DENVER CO)
CO
09/09/1996 - 04/01/1998
FOUNDERS ASSET MANAGEMENT, INC. (DENVER CO)
BC
Issued 12/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/04/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/14/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/06/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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