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Karen Marie Rodriguez

Quasar Distributors, LLC

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About Karen Marie Rodriguez

Karen Rodriguez is a securities professional with over 20 years of experience in the industry. Karen has a strong track record of providing investment advice and guidance to clients. Karen is currently registered with Quasar Distributors, LLC. Karen has held previous roles with Stephens Inc., Diversified Investors Securities Corp., Transamerica Securities Sales Corporation, Manequity, Inc., CNA Investor Services, Inc., and T. Rowe Price Investment Services, Inc. Karen is licensed to conduct securities business in 51 states.

Firm Information

Karen Rodriguez is currently registered with Quasar Distributors, LLC. Quasar Distributors, LLC is a Limited Liability Company formed on January 21, 2000. The firm is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

96

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Rodriguez’s Registration & Firm History

CA

11/12/2013 - Present

Quasar Distributors, LLC (Los Angeles CA)

ME

04/18/2005 - 03/08/2011

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

AR

01/14/2004 - 03/31/2005

STEPHENS INC. (LITTLE ROCK AR)

NY

02/01/2003 - 10/30/2003

DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)

CA

04/10/2001 - 02/01/2003

TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)

MA

11/18/1999 - 10/03/2000

MANEQUITY, INC. (BOSTON MA)

NY

04/24/1998 - 07/01/1999

CNA INVESTOR SERVICES, INC. (NEW YORK NY)

MD

12/21/1992 - 11/01/1996

T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)

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Licenses & Designations

BC

Issued 12/05/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/2004

Series 7 - General Securities Representative Examination

BC

Issued 12/17/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Marie Rodriguez.
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