Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Lessard is a registered investment advisor representative with Level Four Advisory Services. Karen has been in the securities industry for over 10 years and has a wide range of experience in financial planning, portfolio management, and investment advisory services. Karen is a highly qualified professional with the knowledge and expertise to help clients achieve their financial goals. She is a Series 7, Series 63, Series 65, Series 9, Series 10, and Series 24 licensed representative and holds a SIE designation. Karen previously worked with Raymond James Financial Services, Inc., Purshe Kaplan Sterling Investments, and Concorde Investment Services, LLC. Karen provides her clients with comprehensive financial planning and investment management services and works closely with them to develop customized strategies that meet their unique needs and objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees - portion of assets managed by other advisors
1
2
TX
10/20/2022 - Present
Level Four Advisory Services (DALLAS TX)
TX
08/16/2021 - 10/14/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (Dallas TX)
TX
04/19/2021 - 08/10/2021
PURSHE KAPLAN STERLING INVESTMENTS (Frisco TX)
MI
04/09/2018 - 03/15/2021
CONCORDE INVESTMENT SERVICES, LLC (ANN ARBOR MI)
TX
09/22/2014 - 04/04/2018
WOODBURY FINANCIAL SERVICES, INC. (ADDISON TX)
AZ
07/23/2014 - 09/04/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
12/10/2013 - 04/21/2014
INDEPENDENT FINANCIAL GROUP, LLC (SCOTTSDALE AZ)
IA
Issued 05/10/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/22/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/01/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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