Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Marie Keppel is a registered representative with Vanguard Marketing Corp. in Charlotte, NC. Karen has been in the securities industry since April 17, 2002 and is licensed in North Carolina. She has passed the Series 63, Series 24 and Series 7 exams as well as the Securities Industry Essentials Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
04/17/2002 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 07/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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