Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Hanna is a financial advisor with ADP Broker-Dealer, Inc. with over 20 years of experience in the industry. Karen holds Series 6, 7, 63, 66 and SIE licenses and has been registered in all 50 states. Karen Hanna is a licensed financial professional with a focus on providing investment advice. Prior to joining ADP Broker-Dealer, Inc. Karen Hanna was affiliated with Amsouth Investment Services, Inc. and ICMA-RC Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/08/2022 - Present
ADP Broker-Dealer, Inc. (Allentown PA)
AL
03/25/2004 - 03/29/2005
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
DC
09/23/1998 - 03/08/1999
ICMA-RC SERVICES, LLC (WASHINGTON DC)
BC
Issued 07/29/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/12/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/21/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/17/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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