Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Gendron is a financial advisor with over 25 years of experience in the industry. Karen has worked with a number of firms including Pickwick Capital Partners, LLC, Jamieson Corporate Finance US LLC, SAPENO INC. and Cook Pine Securities LLC. Karen is also a Registered Principal and holds the Series 7, Series 28, Series 63 and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/31/2017 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NY
04/09/2012 - 08/07/2024
KEYSTONE GLOBAL (Jericho NY)
NC
07/09/2008 - 07/29/2024
RCH SECURITIES (CHARLOTTE NC)
NY
06/19/2007 - 05/09/2024
JEGI LLC (NEW YORK NY)
PA
09/04/2009 - 01/08/2024
JCRA FINANCIAL LLC (KENNETT SQUARE PA)
NY
03/18/2015 - 01/11/2023
ARK GLOBAL, LLC (WOODBURY NY)
MA
04/04/2011 - 10/31/2022
BRATTLE ADVISORS LLC (BOSTON MA)
NY
10/24/2017 - 07/29/2022
JAVCAP SECURITIES LLC (NEW YORK NY)
CA
10/07/2008 - 06/29/2022
STOCKSHIELD, LLC (LOS ANGELES CA)
IL
10/16/2009 - 07/30/2021
GSV ADVISORS, LLC (CHICAGO IL)
MA
04/03/2007 - 03/29/2021
HAMERSLEY PARTNERS LLC (BOSTON MA)
MA
02/15/2011 - 08/31/2020
PURSUIT CAPITAL MARKETING, LLC (MEDFIELD MA)
NY
01/28/2008 - 09/12/2019
FLEXTRADE LLC (GREAT NECK NY)
NY
04/17/2009 - 01/30/2018
INTELLIGENT EDGE SECURITIES, LLC (NEW YORK NY)
NY
06/18/2008 - 05/02/2017
PICKWICK CAPITAL PARTNERS, LLC (WHITE PLAINS NY)
NY
01/24/2006 - 02/26/2016
ITB SECURITIES, LLC (NEW YORK NY)
MA
01/30/2006 - 01/02/2015
RETIREMENT RESOURCES INVESTMENT CORPORATION (PEABODY MA)
NY
05/13/2014 - 10/21/2014
SUSTAINABLE DEVELOPMENT CAPITAL, LLC (NEW YORK NY)
FL
07/01/2013 - 05/29/2014
NORTH BRIDGE CAPITAL, LLC (VERO BEACH FL)
CT
05/13/2009 - 02/25/2014
WOODLAWN ADVISORS LLC (STAMFORD CT)
FL
02/01/2008 - 10/04/2013
FALCON RESEARCH, INC. (CLEARWATER FL)
NY
10/12/2009 - 05/17/2013
ACADEMY SECURITIES, INC. (NEW YORK NY)
DE
11/11/2008 - 03/15/2013
COASTAL EQUITIES, INC. (WILMINGTON DE)
NY
04/30/2012 - 02/04/2013
GLC SECURITIES CORP. (NEW YORK NY)
NY
10/12/2011 - 10/09/2012
KEISER ANALYTICS (NEW YORK NY)
FL
04/01/2010 - 06/10/2011
ARMONK CAPITAL SECURITIES LLC (MIAMI FL)
MA
06/12/2008 - 01/31/2011
FINANCIAL STRATEGIES FP, LLC (DEDHAM MA)
NY
06/19/2007 - 07/31/2009
BARNETT & PARTNERS ADVISORS, LLC (NEW YORK NY)
PA
11/18/2008 - 07/01/2009
1 FINANCIAL MARKETPLACE SECURITIES, LLC (BALA CYNWYD PA)
NY
07/28/2008 - 12/20/2008
WINDHAM SECURITIES, INC. (NEW YORK NY)
CT
02/02/2006 - 08/03/2007
FARM CREEK SECURITIES, LLC (STAMFORD CT)
MA
11/10/2005 - 01/30/2006
FIREFLY CAPITAL, INC. (BOSTON MA)
MO
05/10/1993 - 05/19/1995
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
08/09/1988 - 06/04/1992
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MN
01/30/1987 - 05/19/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
NA
05/27/1986 - 01/27/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 10/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2005
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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