Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Durkin is a financial advisor with Vanguard Advisers, Inc. located in Charlotte, NC. Karen has been in the financial services industry since March 17, 2000, and has worked at various firms including Waddell & Reed, Inc., MML Investors Services, Inc., and Aetna Investment Services, Inc. Karen holds a Series 6, Series 7, Series 63, and Series 65 licenses. Karen is also a Certified Financial Planner. Karen is registered to provide investment advisory services in North Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
06/03/2014 - Present
Vanguard Advisers, Inc. (CHARLOTTE NC)
KS
04/11/2003 - 10/29/2004
WADDELL & REED, INC. (OVERLAND PARK KS)
MA
12/06/2000 - 04/07/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
CT
02/29/2000 - 11/20/2000
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
IA
Issued 05/05/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/28/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Karen Durkin is the right advisor for you? Invested Better is here to help.
