Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Acher-Howard is a financial advisor with HSBC Securities (USA) Inc. Karen has been in the financial services industry since 1990. Karen is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Karen is registered in all 50 states and the District of Columbia. Karen is licensed to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
FL
02/09/2009 - Present
Hsbc Securities (usa) Inc. (Miami FL)
FL
03/24/2005 - 12/22/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
NY
02/14/2002 - 02/25/2005
DINOSAUR SECURITIES, L.L.C. (NEW YORK NY)
NY
05/01/2001 - 10/17/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/03/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/07/2000 - 04/02/2001
CHASE SECURITIES INC. (NEW YORK NY)
NY
06/27/1995 - 09/15/2000
STANDARD NEW YORK SECURITIES, INC. (NEW YORK NY)
NY
04/24/1990 - 06/28/1995
SAMUEL MONTAGU, INC. (NEW YORK NY)
IA
Issued 05/05/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/21/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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