Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Pinnock is a registered representative with Natixis Securities Americas LLC. Karen has been in the securities industry since 2001. Karen has passed the Series 7, Series 99 and SIE exams. Karen is currently registered with FINRA. Karen's previous employment was with WestLB Panmure Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/07/2017 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
04/20/2001 - 04/04/2003
WESTLB PANMURE SECURITIES INC. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2017
Series 99 - Operations Professional Examination
BC
Issued 04/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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