Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Maes is an investment advisor representative with Wells Fargo Clearing Services, LLC, registered in the state of Virginia. Karen is a licensed professional with experience in the financial industry since 2007. Karen has held previous positions with Wachovia Securities, LLC and First Clearing, LLC. Karen is a highly skilled and experienced professional with a strong understanding of financial markets and investment strategies. She is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
06/07/2017 - Present
Wells Fargo Clearing Services, LLC (GLEN ALLEN VA)
MO
05/28/2009 - 11/16/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
06/14/2007 - 03/13/2009
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 06/07/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/20/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/06/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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