Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Ma is a registered representative with Aon Securities LLC. Karen is licensed in Florida, New York, North Dakota, Ohio, and Texas. Karen has a Series 7TO, Series 79TO, and Series 63 licenses. Karen has been in the securities industry since November 13, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Fairness opinions
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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NY
11/14/2023 - Present
AON Securities LLC (NEW YORK NY)
BC
Issued 12/19/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/14/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/03/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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