Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Finerman is a financial advisor with Wells Fargo Advisors Financial Network, LLC and has been in the industry since March 2006. Karen Finerman holds Series 66, SIE and Series 7 licenses and is registered to provide investment advice in 37 states and territories. Karen Finerman previously worked at Wells Fargo Clearing Services, LLC and Morgan Stanley & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
06/05/2019 - Present
Wells Fargo Advisors Financial Network, LLC (HIGHLAND PARK IL)
IL
09/11/2013 - 06/05/2019
WELLS FARGO CLEARING SERVICES, LLC (HIGHLAND PARK IL)
CA
04/02/2007 - 04/18/2008
MORGAN STANLEY & CO. INCORPORATED (RANCHO SANTE FE CA)
CA
11/07/2000 - 04/02/2007
MORGAN STANLEY DW INC. (RANCHO SANTE FE CA)
BOTH
Issued 12/10/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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