Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Capaldi is a financial professional with over 10 years of experience in the industry. Karen is currently registered with Alliance-ONE Investments, LLC and holds the Series 6, Series 26, and SIE licenses. Previously, Karen was registered with MetLife Investors Distribution Company, New England Securities and MetLife Securities Inc. Karen has experience in a range of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OK
08/11/2017 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
RI
12/07/2012 - 08/11/2017
METLIFE INVESTORS DISTRIBUTION COMPANY (WARWICK RI)
RI
02/04/2013 - 12/12/2014
NEW ENGLAND SECURITIES (WEST WARWICK RI)
RI
05/12/2010 - 09/10/2013
METLIFE SECURITIES INC. (WEST WARWICK RI)
BC
Issued 05/10/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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