Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Boneau is a financial professional with over 17 years of experience in the financial services industry. Karen is currently registered with Raymond James & Associates, Inc. and has previously held positions with CETERA ADVISORS LLC, PENSON FINANCIAL SERVICES, INC., WFG INVESTMENTS, INC., and FIRST SOUTHWEST COMPANY. Karen holds FINRA Series 7, 24, 63, 99TO, and SIE licenses. Karen specializes in providing financial advice and services to individuals, high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/14/2020 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
CO
10/11/2012 - 04/28/2020
CETERA ADVISORS LLC (DENVER CO)
TX
06/20/2011 - 07/31/2012
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
TX
04/14/2008 - 06/07/2011
WFG INVESTMENTS, INC. (DALLAS TX)
TX
05/24/2005 - 04/08/2008
FIRST SOUTHWEST COMPANY (DALLAS TX)
BC
Issued 07/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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