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Karen Lynne Powell

Pickwick Capital Partners, LLC

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About Karen Lynne Powell

Karen Lynne Powell is a registered representative with Pickwick Capital Partners, LLC. Karen has been in the industry since November 17, 2016. Karen is registered in 22 states and the District of Columbia. Karen is a Series 63, Series 82 and SIE licensed representative. Karen was previously registered with Wren Capital, LLC.

Firm Information

Karen Powell is currently registered with Pickwick Capital Partners, LLC. Pickwick Capital Partners, LLC is a Limited Liability Company formed in August 2007. The firm is registered with the SEC and 43 states.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Powell’s Registration & Firm History

NY

04/03/2019 - Present

Pickwick Capital Partners, LLC (New York NY)

NY

06/30/2016 - 11/12/2018

WREN CAPITAL, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/25/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2016

Series 82 - Limited Representative-Private Securities Offerings

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Lynne Powell.
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