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Karen Lynne Chess

Newedge Securities, Inc.

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About Karen Lynne Chess

Karen Lynne Chess is a registered representative with Newedge Securities, Inc. in MCMURRAY, PA. Karen has been in the securities industry since December 8, 2001. Karen has passed the Series 6, Series 63, and SIE exams. Karen is registered in 25 states, including Pennsylvania. Karen previously worked with PNC BROKERAGE CORP in PITTSBURGH, PA.

Firm Information

Karen Chess is currently registered with Newedge Securities, Inc.. Newedge Securities, Inc. is a Corporation formed on December 14, 1981. The firm is registered with the SEC and in 53 states. Newedge Securities, Inc. has a history of disclosures including 7 Regulatory Events, 1 Civil Event, and 3 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

68

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Chess’s Registration & Firm History

PA

02/08/2005 - Present

Newedge Securities, Inc. (MCMURRAY PA)

PA

10/20/1998 - 12/19/2001

PNC BROKERAGE CORP (PITTSBURGH PA)

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Licenses & Designations

BC

Issued 05/17/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/07/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Lynne Chess.
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