Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Lynn Wood is a financial professional with over seven years of experience in the financial services industry. Karen is currently registered with Realta Equities, Inc. in Prescott, Arizona. Prior to joining Realta Equities, Inc., Karen was employed with CENTER STREET SECURITIES, INC., BBVA SECURITIES INC., and WELLS FARGO CLEARING SERVICES, LLC. Karen holds a Series 6, 63, and 6TO licenses, along with a SIE certification. Karen's experience and qualifications position her well to provide clients with a wide range of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
01/19/2024 - Present
Realta Equities, Inc. (PRESCOTT AZ)
AZ
03/02/2022 - 12/01/2023
CENTER STREET SECURITIES, INC. (PRESCOTT AZ)
AZ
01/01/2020 - 05/28/2020
BBVA SECURITIES INC. (PRESCOTT AZ)
AZ
06/08/2016 - 05/16/2017
WELLS FARGO CLEARING SERVICES, LLC (PRESCOTT AZ)
BC
Issued 06/17/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/16/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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