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Karen Lynn Stevison

Charles Schwab & CO., Inc.

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About Karen Lynn Stevison

Karen Lynn Stevison is an investment advisor representative with Charles Schwab & CO., Inc. Karen is licensed to offer investment advice in Arizona and California. Karen has been in the financial services industry since 1989. Prior to joining Charles Schwab, Karen worked at TD Ameritrade, Inc. and Nuveen Securities, LLC. Karen is a registered representative and investment advisor representative. Karen is a licensed investment advisor in Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, Pennsylvania, Rhode Island, Vermont, and Virginia.

Firm Information

Karen Stevison is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Karen Stevison’s Registration & Firm History

AZ

02/20/2013 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

NE

07/27/2021 - 12/31/2023

TD AMERITRADE, INC. (OMAHA NE)

IL

01/03/2011 - 12/03/2012

NUVEEN SECURITIES, LLC (CHICAGO IL)

ME

08/27/2009 - 01/03/2011

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

NJ

02/16/2005 - 08/14/2009

FRED ALGER & COMPANY, INCORPORATED (JERSEY CITY NJ)

NY

10/15/2003 - 02/02/2005

BLACKROCK INVESTMENTS, INC. (NEW YORK NY)

NY

11/18/1997 - 09/16/2002

GOLDMAN, SACHS & CO. (NEW YORK NY)

DC

01/08/1991 - 11/13/1997

ICMA - RC SERVICES, INC. (WASHINGTON DC)

NY

08/08/1989 - 11/16/1989

NYLIFE SECURITIES INC. (NEW YORK NY)

MA

09/30/1987 - 06/12/1989

SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)

NA

04/09/1987 - 09/15/1987

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

02/12/1987 - 04/20/1987

TRANSAMERICA FINANCIAL RESOURCES, INC.

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Licenses & Designations

IA

Issued 03/06/2006

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 02/27/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/28/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Karen Lynn Stevison.
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