Unclaimed
Karen Lynn Prezioso is an active broker-dealer, registered with FINRA and the state of Connecticut, and has been in the industry since 1998. Karen currently works for Alt Fund Distributors LLC and previously worked for Prudential Annuities Distributors, Inc. and American Skandia Marketing, Inc. Karen has passed several securities exams, including Series 6, Series 26, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/03/2022 - Present
ALT Fund Distributors LLC (NEW YORK NY)
CT
04/21/2006 - 03/20/2020
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
CT
04/30/1999 - 11/03/2005
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
BC
Issued 05/15/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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