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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Lynn Poppema is a financial advisor with Raymond James & Associates, Inc. Karen has been in the industry since May 2001, and has a wide range of experience. Karen is registered in 30 states and has both a Series 66 and a Series 63 license. Karen also holds Series 7, 9, and 10 licenses. Karen specializes in providing financial advice to individuals, businesses, and high-net-worth clients. Karen is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
10/02/2020 - Present
Raymond James & Associates, Inc. (Grand Rapids MI)
MI
07/12/2019 - 10/14/2020
MORGAN STANLEY (GRAND RAPIDS MI)
MI
04/21/2014 - 01/17/2019
BENJAMIN F. EDWARDS & COMPANY, INC. (Grand Rapids MI)
MI
09/20/2006 - 04/25/2014
RAYMOND JAMES & ASSOCIATES, INC. (GRAND RAPIDS MI)
MI
11/14/2000 - 09/20/2006
MUTUAL SERVICE CORPORATION (GRAND RAPIDS MI)
BOTH
Issued 05/24/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/06/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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