Unclaimed
Karen Lynn Naber is a financial advisor registered with Seaport Global Securities LLC. Karen has been in the securities industry for over 10 years and has a broad range of experience in the field. She has a Series 7, Series 86, Series 87, and SIE licenses, along with a Series 63 license, which allows her to advise clients on various financial products and services. Karen holds licenses and registrations in all 52 states. She has a background in research and analysis, and has been with Seaport Global Securities and its predecessor, Sea Port Group Securities, since 2004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/13/2023 - Present
Seaport Global Securities LLC (NEW YORK NY)
NY
03/16/2017 - 04/29/2021
SEAPORT GLOBAL SECURITIES LLC (NEW YORK NY)
NY
06/04/2004 - 03/02/2010
SEA PORT GROUP SECURITIES, LLC (NEW YORK NY)
BC
Issued 05/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/03/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/04/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
Active
Inactive
F
FINRA
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