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Karen Lynn Naber

Seaport Global Securities LLC

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About Karen Lynn Naber

Karen Lynn Naber is a financial advisor registered with Seaport Global Securities LLC. Karen has been in the securities industry for over 10 years and has a broad range of experience in the field. She has a Series 7, Series 86, Series 87, and SIE licenses, along with a Series 63 license, which allows her to advise clients on various financial products and services. Karen holds licenses and registrations in all 52 states. She has a background in research and analysis, and has been with Seaport Global Securities and its predecessor, Sea Port Group Securities, since 2004.

Firm Information

Karen Naber is currently registered with Seaport Global Securities LLC. Seaport Global Securities LLC is a Limited Liability Company formed in 2001 and is approved in 52 states and the District of Columbia. They are registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

92

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Naber’s Registration & Firm History

NY

03/13/2023 - Present

Seaport Global Securities LLC (NEW YORK NY)

NY

03/16/2017 - 04/29/2021

SEAPORT GLOBAL SECURITIES LLC (NEW YORK NY)

NY

06/04/2004 - 03/02/2010

SEA PORT GROUP SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/30/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2017

Series 7 - General Securities Representative Examination

BC

Issued 06/03/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 04/04/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Lynn Naber.
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