Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Lynn Marshalwitz is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Karen is a seasoned professional with over 30 years of experience in the financial services industry. Karen is licensed to provide financial advice in 49 states and the District of Columbia. Karen offers a wide range of financial services including portfolio management for individuals and businesses, financial planning, and pension consulting. Karen has held previous positions with NATCITY INVESTMENTS, INC., INDEPENDENT FINANCIAL SECURITIES, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, and MUTUAL OF OMAHA FUND MANAGEMENT COMPANY. Karen is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
02/05/2007 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SEWICKLEY PA)
OH
08/02/1996 - 04/17/1997
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
NA
11/05/1996 - 04/16/1997
INDEPENDENT FINANCIAL SECURITIES, INC.
IN
03/03/1993 - 08/27/1996
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
03/03/1993 - 08/27/1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NE
09/30/1991 - 03/26/1993
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY (OMAHA NE)
BOTH
Issued 05/26/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1995
Series 7 - General Securities Representative Examination
BC
Issued 09/26/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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