Unclaimed
Karen Lynn Hodgekinson price is a financial professional with over 20 years of experience in the industry. Karen is currently registered with Samuel A. Ramirez & Company, Inc. and has previously held positions at UBS Securities LLC and UBS Financial Services Inc. Karen holds Series 7, Series 52 and Series 63 licenses and is registered in Arizona, Colorado and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/10/2014 - Present
Samuel A. Ramirez & Company, Inc. (NEW YORK NY)
NY
01/16/2006 - 03/29/2006
UBS SECURITIES LLC (NEW YORK NY)
NJ
05/19/1992 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 07/10/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2012
Series 52 - Municipal Securities Representative Examination
BC
Issued 05/18/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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