Invested Better
Unclaimed

Unclaimed

Unclaimed

Karen Lynn Hodgekinson price

Samuel A. Ramirez & Company, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Karen? Claim Your Profile

About Karen Lynn Hodgekinson price

Karen Lynn Hodgekinson price is a financial professional with over 20 years of experience in the industry. Karen is currently registered with Samuel A. Ramirez & Company, Inc. and has previously held positions at UBS Securities LLC and UBS Financial Services Inc. Karen holds Series 7, Series 52 and Series 63 licenses and is registered in Arizona, Colorado and Texas.

Firm Information

Karen Hodgekinson price is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Karen Hodgekinson price’s Registration & Firm History

NY

04/10/2014 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

01/16/2006 - 03/29/2006

UBS SECURITIES LLC (NEW YORK NY)

NJ

05/19/1992 - 01/16/2006

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

Not sure if Karen Lynn Hodgekinson price is right for you?

Licenses & Designations

BC

Issued 07/10/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/05/2012

Series 52 - Municipal Securities Representative Examination

BC

Issued 05/18/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Lynn Hodgekinson price.
Not sure if Karen Lynn Hodgekinson price is right for you?