Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Lynn Hestroffer is an investment advisor representative with W&S Brokerage Services, Inc. Karen has been in the financial industry for over 16 years and has experience working with a wide range of clients including individuals, high-net-worth individuals, corporations, and businesses. Karen is committed to providing personalized financial advice and services to help her clients achieve their financial goals. Karen is registered to provide investment advisory services in Illinois and Indiana. Karen has held previous positions with firms like Fifth Third Securities, Inc., Harris Investor Services LLC, and Ameritas Investment Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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IL
06/24/2019 - Present
W&S Brokerage Services, Inc. (ORLAND PARK IL)
IL
07/30/2004 - 07/22/2011
FIFTH THIRD SECURITIES, INC. (ORLAND PARK IL)
NJ
05/01/2002 - 04/11/2003
HARRIS INVESTOR SERVICES LLC (JERSEY CITY NJ)
NE
03/01/2002 - 05/24/2002
AMERITAS INVESTMENT CORP. (LINCOLN NE)
WA
02/26/2002 - 05/01/2002
HARRIS INVESTORLINE INC. (SEATTLE WA)
OH
09/04/2001 - 02/20/2002
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
WI
05/09/1997 - 09/05/2001
INVEST FINANCIAL CORPORATION (APPLETON WI)
MN
05/09/1997 - 06/09/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
BC
Issued 07/16/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/22/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/30/2019
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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