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Karen Lynn Gruchala

Keefe, Bruyette & Woods, Inc.

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About Karen Lynn Gruchala

Karen Lynn Gruchala is a financial professional based in St. Louis, Missouri, with experience in the industry since 2023. Karen is currently registered with Keefe, Bruyette & Woods, Inc. and Stifel Independent Advisors, LLC. She is also a registered representative with Stifel, Nicolaus & Company, Inc. Karen holds the Series 99TO and SIE licenses. Karen previously worked with MILLER BUCKFIRE & CO., LLC in New York, NY.

Firm Information

Karen Gruchala is currently registered with Keefe, Bruyette & Woods, Inc.. Keefe, Bruyette & Woods, Inc. is a Corporation, formed in 1962, that is registered in all 50 states and the District of Columbia, plus Puerto Rico. The firm has been approved by the SEC and has been involved in 17 Regulatory Events and 1 Bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Gruchala’s Registration & Firm History

MO

01/12/2023 - Present

Keefe, Bruyette & Woods, Inc. (ST. LOUIS MO)

NY

01/12/2023 - 08/01/2023

MILLER BUCKFIRE & CO., LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/31/2022

Series 99TO - Operations Professional Examination

BC

Issued 09/30/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Lynn Gruchala.
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